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EDUCATIONAL OBJECTIVES
14. Appropriate awareness of the risks to infants born **to mothers with hyperphenylalaninemia (Re- cent Advances, 85/86).
pediatrics in review #{149} vol. 7 no. 9 march 1986 PIR 269
Harvey L. Levy, MD, FAAP*
Phenylketonuria (PKU) has been aptly described as the “epitome of human biochemical genetics.” In so distinguishing PKU among the many metabolic disorders now known, Scriver and Clow identified several categories in which this inborn error of metabolism is singularly prominent. First and foremost, PKU represents a fusion of effort between public health and genetics. It is the major genetic disorder in which treatment can pre- vent the clinical expression of disease and for which routine biochemical screening of newborn infants was de- veloped. It remains the model for such screening. Second, PKU is the prime example of the importance of understanding as completely as pos- sible the biochemical basis of a met- abolic disorder. The detailed under- standing of phenylalanine metabolism that arose from studies spawned by PKU led to the recognition of “new” metabolic disorders that relate to
require very different treatment. Third, PKU represents an important link between obstetrics and pecliat- rids. The threat to the fetus from PKU in the pregnant woman (maternal PKU) must be met by special dietary care throughout the pregnancy. This is, perhaps, only the first of other maternal inborn errors that will re- quire similar intervention during preg- nancy. The pediatrician is likely to confront PKU on several levels. The newborn screen may identify an infant with an increased concentration of phenylal- anine, thus introducing questions such as whether this indicates PKU or a transient abnormality. If the infant has PKU, compliance with dietary treatment may be an issue on which the attending pediatrician and the metabolic center involved in the care of the child will interrelate. As the child matures, questions such as 10,
Joseph P. Kennedy Jr Laboratories, Massachu- setts General Hospital, Boston, MA 02114.
learning ability, and school perform- ance may arise. Adolescent pediat- rids may involve questions such as maternal PKU. This review will focus on what we now know about PKU and on the current issues regarding it, many of which were not anticipated when newborn screening and early treat- ment of PKU began more than 20 years ago.
CLINICAL PICTURE
Late-Treated PKU
A 4-year-old boy was referred to the Developmental Evaluation Clinic because of mental retardation, au- tism, and hyperactivity. He could not speak and was not toilet trained. His hyperactive behavior tended to be aggressive and presented a formida- ble problem to his family. He had received several different medica- tions for this hyperactivity. Only thior- idazine (Mellaril) at a dose of 20 mg, twice daily, had a calming effect. His 10 was 40. The neurologic assess- ment revealed hyperactive deep ten- don reflexes and hypertonia, as well as mental retardation. He tended to sit in a corner and rock back and forth, seemingly oblivious to others. His EEG was abnormal due to a sharp-wave focus and slow spike- waves in the frontal region. A blood amino acid analysis requested for bio- chemical assessment of the mental retardation disclosed a phenylalanine level of 40 mg/dL (normal < 2 mgI dL). Urine was positive for phenylke- tones. These biochemical findings identified him as having classic PKU. He was born after an uneventful pregnancy and delivery. According to the hospital records, a blood sample was obtained for screening when he was four days old, but there was no report of the results in his records. When he was 1 2 days old, a routine repeat newborn blood specimen was obtained for PKU testing and was reported as “negative.” During the first few months of life, he was an irritable baby and was thought to have colic. By the time he was 9 months old, developmental delay was evident in that he could not sit and
was socially unresponsive. At the age of 1 8 months, he began to exhibit autistic behavior. At this time he re- ceived his first developmental evalu- ation, and screening for PKU and hy- pothyroidism was recommended. Neither test was performed. As he became older, the mental retardation became more noticeable and the hyperactivity more difficult to control. After PKU was identified, he was referred to a PKU clinic for dietary therapy. It was recognized that a phenylalanine-restricted diet at his age would likely be futile because compliance with the special formula and the food restrictions might be difficult and that even excellent met- abolic control might not produce din- ical improvement when begun after 3 years of age. He has adhered to the diet, however, and has benefited, in that the autistic behavior disappeared soon after the diet began and his development and behavior have sub- stantially improved during the sub- sequent 4-year period. This unfortunate child illustrates the mental retardation and other fea- tures of brain damage that occur when treatment for PKU is not initi- ated in infancy. He also illustrates that PKU can be missed in the newborn screen and the need to retest for PKU and other metabolic disorders in any infant who shows signs of develop- mental delay.
Early-Treated PKU
This girl came to attention when her newborn screening blood speci-
TABLE 1. Considerations When Newborn Screening Identifies the Presence of an Increased Level of Phenylalanine Transient Prematurity Artifact Galactosemia Liver disease Idiopathic Persistent Primary PKU Atypical PKU Mild hyperphenylalaninemia Secondary Pterin Defect
. J plate for newborn F. .J screen- ing on which there is a specimen with a positive result (arrow). Large amount of bacterial growth surrounding this blood specimen is in response to markedly increased level of phen- ylalanine in blood of this infant who, on further evaluation, was found to have classic PKU. Row of blood disks in center of plate is refer- ence specimen. Other disks on plate are from normal neonates. Growth around these speci- mens are within normal variations.
Phenylketonuria
PIR 270 pediatrics in review #{149} vol. 7 no. 9 march 1986
men collected at four days of age indicated a phenylalanine concentra- tion of 20 mg/dL. She was referred to a metabolic center for evaluation. There, PKU was confirmed on the basis of a plasma phenylalanine level of 41 mg/dL and normal concentra- tions of other amino acids. At eight days of age, she began the phenyl- alanine-restricted diet. This resulted in excellent metabolic control (blood phenylalanine levels 2 to 1 0 mg/dL) and normal growth and development. When she was 5 years old, the diet was discontinued, in accordance with clinic policy at that time. Her intelli- gence has remained within normal range and she has completed high school with a “C” average. However, her measured lQ has decreased from 1 32 at 5 years of age to 85 at 16 years of age, and her psychologic assessments have disclosed deficits in visual motor and fine motor per- formance. She recently became en- gaged, and she and her fianc#{233}have participated in discussions about ma- ternal PKU. Emphasis has been given to the need for careful pregnancy planning so that the fetus can be protected by initiation of the phenyl- alanine-restricted diet prior to con- ception and its continuation through- out pregnancy. This case illustrates the prevention of mental retardation in PKU by iden- tification shortly after birth and early dietary treatment, the reduction in 10 and other deficits that are often seen
when the diet is discontinued during childhood, and the emergence of ma- ternal PKU as an issue for adolescent girls.
NEWBORN SCREENING
For more than 20 years neonates have been screened for PKU. Today this screening is routinely conducted in all states, in most European coun- tries, in several Asiatic countries, and in a few Middle Eastern nations. Screening for congenital hypothyroid- ism has been added to newborn screening in almost all programs, and many programs also screen for gal- actosemia, maple syrup urine dis- ease, and homocystinuria. More than 90% of infants with PKU are now identified by newborn screening (Fig 1 ). The reasons why some are missed include failure to obtain the specimen, an inadequate amount of blood in the filter paper card, loss of the specimen during transport to the screening laboratory, laboratory error, and failure to record, note, or follow up on the report. Whether some infants with PKU are missed because the blood specimens were collected too soon after birth is unclear. On the basis of statistical analysis from blood phenylalanine levels in identified infants, it has been proposed that some infants with PKU will not have an increased phenylala- nine concentration during the first 24 hours of life.However, empiric data based on testing specimens collected early from phenylketonuric neonates indicate that the blood phenylalanine
level may be increased even within the firstfew hours of life. To guard against the possibility of missing PKU because of early testing, the Committee on Genetics of the American Academy of Pediatrics has recommended that a repeat speci- men be obtained before the third week of life from every infant whose first screening specimen was col- lected before 24 hours of age. This recommendation has been disputed but in my opinion it is wise and should be rigorously followed. Because in- creasing numbers of infants are dis- charged from newborn nurseries dur- ing the first day of life, it is especially important for hospitals and pediatri- cians involved in newborn care to monitor this repeat blood collection procedure. Nevertheless, it is even more important to be certain that no infant leaves the newborn nursery without collection of the screening specimen, regardless of age. Most infants with a metabolic disorder can be identified in the early specimen, and for some this may be the only opportunity for newborn screening.
DIAGNOSIS
Confirmation of a Positive Screening Test Newborn screening is a selective process, not a diagnostic procedure. An elevated level of blood phenylala- nine (hyperphenylalaninemia) in the newborn may be a transient finding or indicative of a persistent elevation. If persistent, the hyperphenylalanine- mia usually indicates a primary defect in phenylalanine metabolism, such as PKU, or a secondary feature of an- other metabolic disorder, such as one of the pterin defects. The conditions that should be considered whenever a neonate is identified with hyper- phenylalaninemia are listed in Table 1. The critical first step in evaluating the finding of an elevation of phenyl- alanine in the blood on newborn screening is to obtain another blood specimen for repeat testing. This can be a second filter paper specimen sent to the screening laboratory or a venous specimen examined by quan- titative amino acid analysis. A normal result in this second specimen (blood
TABLE 2. Categories of Blood Categories Phenylalanine Treatment (mg/dL) PKU Atypical PKU Mild hyperphenyiaianinemia Ptenn defects
Phenylketonuria
PIR 272 pediatrics in review #{149} vol. 7 no. 9 march 1986
in urine; and in dihydropteridine re- ductase deficiency, there is a much greater quantity of biopterin than neopterin. If the urinary pterin pattern mdi- cates the probability of a pterin de- fect, CSF should be obtained and analyzed for the monoamine neuro- transmitter metabolites. Low levels of these metabolites suggest a gener- alized pterin defect that involves the CNS as well as phenylalanmne metab- olism in the liver. Enzyme studies in erythrocytes and cultures of skin fi- broblasts and perhaps of liver cells will then be indicated so that a precise metabolic diagnosis can be made and specific therapy given. If the neuro- transmitter metabolite levels are nor- mal in the CSF, the pterin defect may only be peripheral and neurotransmit- ter replacement therapy might be un- necessary. The prognosis for infants with a generalized pterin defect, even with early and appropriate therapy, is still unclear.
Enzyme Diagnosis
Much is known about the charac- teristics of phenylalanine hydroxyl- ase, the enzyme that is defective in PKU. It has been extensively studied by Kaufman and his colleagues, both in normal liver and in liver from those with PKU or variants of PKU. Unfor- tunately, this enzyme is expressed only in the liver; thus, a specific en- zyme diagnosis in PKU requires a liver biopsy. This is not a justifiable procedure in most infants, because treatment is based on the blood phenylalanine level and not the level of enzyme activity. Fortunately, the blood phenylalanine level when the child is on a normal diet is negatively correlated with the activity of phen- ylalanine hydroxylase so that analysis
Diet Diet None Neurotransmitter and co- factor therapy
of the enzyme is not usually neces- sary in assigning a specific metabolic diagnosis. Occasionally, measurement of phenylalanine hydroxylase activity is helpful in treating and following a child with PKU. This most often occurs when the tolerance for phenylalanine during dietary therapy is inexplicably high or low when judged by the de- gree of PKU the child is presumed to have. To avoid liver biopsy, an in vivo method for measuring phenylalanine hydroxylase activity has been devel-
ministration of deuterated phenylala- nine and a determination of the amount of deuterated tyrosine in the blood. The tyrosine is synthesized via phenylalanine hydroxylation and cor- relates with liver phenylalanine hy- droxylase activity.
Late Diagnosis
PKU can be missed in the newborn period, and it is wise to be conscious of this when confronted by an infant with developmental delay or a child with mental subnormality. One should not be misled by the absence of eczema in the infant or the lack of blond hair and fair skin. Although un- treated children with PKU often have eczema and hypopigmentation, some do not have these features. Any infant or child with unexplained developmental delay should be tested for PKU. A complete blood and urine amino acid analysis should be obtained so that not only PKU but any other amino acid disorder can be identified. The PKU test can be ade- quately performed as a repeat of the newborn test, ie, a few drops from the finger filling a circle or two of the newborn PKU card and the card sent to the state or other newborn screen-
ing laboratory for analysis. Complete amino acid analyses can usually be obtained through medical center lab- oratories. Children with PKU may benefit from dietary treatment even when it is initiated as late as 3 years of age or, in some instances, later. We have seen substantial developmental pro- gress after dietary initiation in a girl who was quite delayed when treat- ment began at 2 years of age. A quite remarkable increase in lQ was re- ported from Sweden in a boy who did not begin the diet until he was 8 years old. In general, however, the sooner the diet begins, the better the out- come.
Diet
The only effective treatment for PKU is the phenylalanine-restricted diet. This diet works because phen- ylalanine is an essential amino acid, ie, it cannot be synthesized by the human. Therefore, restricting dietary phenylalanine lowers the blood phen- ylalanine level and general body load of this amino acid. The diet also pro- vides an extra amount of tyrosine to substitute for the tyrosine that the child with PKU cannot make. Unre- stricted breast-feeding is contraindi- cated because breast milk, as well as cow milk, contains significant amounts of phenylalanine-containing protein. The two major parts of the diet are a special formula and low-protein foods. The formula is the critical part because it provides sufficient amounts of amino acids other than phenylalanine to prevent the protein depletion that would occur if the low- protein diet were given alone. Allow- able foods include fruits and vegeta- bles in amounts rather carefully cal- culated in a system of equivalents patterned after the diabetic diet (one equivalent equals 1 5 mg of phenylal- anine). The formula may be one that is low in phenylalanine (eg, Lofenalac, Mead Johnson Laboratories) or one that is free of phenylalanine (eg, PKU- 1 or PKU-2, Milupa Company; PhenylFree, Mead Johnson Labora- tories; Maxamaid, Scientific Hospi- tal Supplies). The phenylalanine-re-
PTERIN PRECURSORS ....... TETRAHYDRO- SEPIAPTERIN
TRYPTOPHAN - - TETRAHYDROBIOPTER IN. (BH4)
5- HYDROXYTRYPTOPHAN
Serotonin
PHENYLALAN 1NE
(qBH2)
Dopemine
Noreplnephrlne
EPINEPHRINE
Fig3. Biochemical relationships of pterins, phenylalanine metabolism, and neurotransmitter synthesis. Common feature is tetrahydrobiopterin (BH4, required as cofactor for hydroxylations of phenylalanine, tyrosine, and tryptophan. In deficiency of this cofactor, due to inadquate activity of enzyme © or #{174}, hyperphenylalaninemia occurs and synthesis of monoamine neurotransmitters critical for brain function (serotonin, dopamine, and norepinephrine) is markedly reduced. Enzyme #{174} is phenylalanine hydroxylase. Enzyme #{174} is tyrosine hydroxylase and enzyme #{174} is tryptophan hydroxylase.
pediatrics in review #{149} vol. 7 no. 9 march 1986 PIR 273
stricted formula provides more cab-
alanine-free formulas, which allow for more food but must be supplemented with calories, especially in infants. The aim of dietary therapy is to maintain the blood phenylalanine level between 2 mg/dL and 1 0 mgI dL. This is considered to be a range in which brain development can pro- ceed in a normal manner. Values out- side of this range, however, are in- evitable. Acute febrile illnesses, for instance, usually result in blood phen- ylalanine levels higher than 1 0 mg/dL and often even higher than 20 mgI dL. This excess hyperphenylalanine- mia presumably results from endog- enous catabolism with release of free phenylalanine. It is a temporary situ- ation that is corrected when the ill- ness resolves. Conversely, the blood phenylalanine level can decrease be- low 2 mg/dL. This may occur during a growth spurt when phenylalanine is very actively incorporated into pro- tein. It also seems to occur during the incubation phase of viral infections.
phenylalanine level must be obtained frequently so that the diet can be adjusted to provide the appropriate amount of phenylalanine. This is es- pecially true in infants and young chil- dren whose relatively rapid growth may require frequent dietary adjust- ments. We recommend a clinic visit every 2 to 3 months. In the interim, the parents collect a filter paper blood specimen weekly from the heel or finger of the child. This specimen is mailed to us for phenylalanine deter- mination.
Diet Continuation or Discontinuation
Until recently, most centers in the United States and many in Europe recommended termination of the diet when the child was 5 or 6 years old. This policy was based on the belief that at that age the brain was no longer vulnerable to damage from hy- perphenylalaninemia, despite the fact that the biochemical features of PKU
tinued. Several years ago, however, reports of reductions in 10 after dis- continuation of the diet began to ap-
pear, and the National PKU Collabo- rative Study recently reported data suggesting that children who contin- ued the diet had slightly higher 10 and better achievement scores than those who had discontinued the diet. Nevertheless, controversy about whether it is necessary to continue the diet is far from over. Some believe that the social and emotional pres- sures on the child and the family im- posed by continuation of this difficult diet may be more harmful than the biologic effects of its termination. At this time, however, most centers in the United States recommend contin- uation of the diet indefinitely.
Results of Treatment Dietary therapy when begun in early in infancy prevents mental re- tardation in children with PKU. This is a fact about which there can no longer be any doubt. Early treatment also prevents other signs of neuro- logic damage such as seizures and EEG changes, prevents the eczema
of infancy and early childhood, and tends to increase pigmentation. Despite this dramatic benefit from diet, however, children with PKU do not usually develop in an entirely nor- mal fashion. Many have visual motor deficits that impair their ability to per- form certain tasks. Their 10 scores may be several points lower than those of their unaffected siblings and parents. They may have learning im- pairments, with particular difficulty in mathematics. Their fine motor coor- dination may be quite poor. These difficulties are seen in children who have continued the diet as well as in those in whom it was terminated; the reason is unknown. Some believe that these problems are due to a prenatal effect of PKU, others sug- gest that the inevitable delay in initi- ating treatment after birth is an im- portant factor, still others believe that they are consequences of biochemi- cal damage that is not preventable by the dietary therapy that is currently administered, and some suggest that they may be secondary effects of the
TABLE 5. Results of Dietary Treatment During Pregnancy in Maternal PKU* Diet Initiated:
c c n Trimester^1 Trimester^2 Trimester^3 No. studied 10/DOt Microcephaly (%) Congenital heart dis- ease (%) Birth wt 2,500 g (%)
8
0
17 17 -100 84 29 53 24 12
0 24
4 79 75 0
0 ***** From Lenke RR, Levy HL. Maternal phenylketonuria. Results of dietary ther- apy. Am J Obstet Gynecol 1982;142:548-553. t DO = developmental quotient. The ages of these offspring at the time of testing varied from a few months to 13 years. Most of the children were less than 4 years old.
mother has mild hyperphenylalanine-
To determine whether treatment will indeed protect the fetus and to answer many other questions about maternal PKU, such as the blood phenylalanine level that offers best protection, the nutrient requirements for maternal PKU pregnancies, and the requirements of tracking young women for purposes of initiation of the diet prior to conception, a collab- orative study that includes centers in the United States and Canada has begun and is to continue for at least 7 years. The coordinating center for this study is the Children’s Hospital of Los Angeles. Any pregnancies or impending pregnancies in young women with PKU should be called to the attention of this center (Maternal PKU Collaborative Study, Children’s Hospital of Los Angeles, Division of Medical Genetics, P0 Box 54700, Los Angeles, CA 90054; Director: Dr Richard Koch; 21 3-669-2152).
The cloned phenylalanine hydrox- ybase gene offers the promise of ex- citing opportunities for improved di- agnosis and therapy of PKU. The availability of prenatal diagnosis in some families has been discussed. Precise carrier detection can be ad- complished in some families by an identical technique of restriction frag- ment length polymorphism (RFLP) analysis using DNA from WBCs. The cloned gene might be used to pro- duce large quantities of phenylalanine hydroxylase that could provide en- zyme replacement therapy in the fu- ture. Finally, the cloned gene could at some future time be inserted into the
METABOLIC DISEASE
pediatrics in review #{149} vol. 7 no. 9 march 1986 PIR 275
genome of children with PKU. If this is ever accomplished, gene therapy could lead to the cure of PKU, a mon- umental achievement that would al- leviate many of the problems that today confront those with PKU and their families.
ACKNOWLEDGMENTS This work was supported, in part, by grant NS 05096 from the National Institute for Neu- rological and Communicative Disorders and Stroke and by a Maternal and Child Health Grant (Social Security Act Title V: MCJ-
SUGGESTED READING American Academy of Pediatrics, Committee on Genetics: New issues in newborn screen- ing for phenylketonuria and congenital hy- pothyroidism. Pediatrics 1982:69:104- Holtzman NA: Ethical issues in the prenatal diagnosis of phenylketonuria. Pediatrics 1984:74:424-
Kaufman S: Phenylketonuria and its variants. Adv Hum Genet 1983:13:217- Koch R, Azen CG, Friedman EG, et al: Prelim- mary report on the effects of diet discontin- uation in PKU. J Pediatr 1982:100:870- Ledley FD, Grenett HE, DiLella AG. et al: Gene transfer and expression of human phenylal- anine hydroxylase. Science 1985:228:77- Lenke RR, Levy HL: Maternal phenylketonuria and hyperphenylalaninemia: An international survey of the outcome of untreated and treated pregnancies. N EngI J Med 1980:303:1202- Levy HL: Inborn errors of amino acid metabo- lism, in Avery ME, Taeusch HW Jr (eds): Diseases of the Newborn. Philadelphia, WB Saunders do, 1984, pp 435- Levy HL, Waisbren SE: Effects of maternal phenylketonuria and hyperphenylalaninemia on the fetus. N EngI J Med 1983:309:1269- 1274 Meryash DL, Levy HL, Guthrie R. et al: Pro- spective study of newborn screening for phenylketonuria. N Engl J Med 1981: 304:294- Schuett yE, Brown ES: Diet policies of PKU clinics in the United States. Am J Public Health 1984:74:501- Scriver CR, Clow CL: Phenylketonuria: Epit- ome of human biochemical genetics. N Engi J Med 1980:303:1336-1342, 1394- Woo SLC: Prenatal diagnosis and carrier de- tection of classic phenylketonuria by gene analysis. Pediatrics 1984:74:412-
DOI: 10.1542/pir.7-9-
Pediatrics in Review 1986;7;
Harvey L. Levy
Phenylketonuria −− 1986