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Guide for Testing Upper Extremity Function: Post-Surgery or Injury Readiness, Exercises of Medicine

The Upper Extremity Functional Assessment, a comprehensive test designed to evaluate the upper extremity following surgery or injury. The assessment covers Range of Motion (ROM), proprioception, strength, endurance, motor control, and functional testing. Recommended standards and procedures for each test are provided.

What you will learn

  • What are the recommended standards for each test in the Upper Extremity Functional Assessment?
  • How does the Upper Extremity Functional Assessment determine a patient's readiness to return to sport?
  • What tests are included in the Upper Extremity Functional Assessment?

Typology: Exercises

2021/2022

Uploaded on 09/27/2022

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Upper Extremity Functional Assessment
The upper extremity functional assessment is designed to test the upper extremity following surgery or injury to
determine the patient’s readiness to return to sport. The assessment addresses ROM, proprioception, strength,
endurance, motor control and functional testing. Descriptions of each test with recommended standards is found in the
back. The assessment should be utilized once patient has completed the appropriate rehab and has been cleared by
physician.
Patient Name:__________________________________________________ MRN:_________________________________ __________
Injury/Surgery:________________________________________________ Date of Injury/Surgery:_________________ _______________
Concomitant Injuries/Procedures:____________________________________________________________________________________ _____________
Operative Limb
Non-operative
limb
Limb Symmetry
Index
Passive Range of Motion: ER-0-IR at 90° ABD
- 0 -
- 0 -
-
Joint Position Sense Mid range (Avg 3 trials each
limb)
Joint Position Sense end range (Avg. 3 trials each
limb)
External Rotation Strength (Avg of 3 trials)
Handheld Dynamometer
In scapular plane
In 90° ABD
Eccentric ER in scapular plane
Internal Rotation strength (Avg/3 trials)
Handheld dynamometer
In scapular Plane
In 90° ABD
Ratio of ER/IR in scapular plane
Ratio of ER/IR in 90° ABD
Periscapular Strength (Avg/3 trials)
Middle Trapezius
Lower Trapezius
Motor Control
Scapular Dyskinesis Test
Symmetry: Yes or No
Functional Performance Tests (Avg/3 trials)
Upper Quarter Y-Balance
Closed Kinetic Chain Upper Extremity Stability
Males: > 21 Yes or No Females > 23 Yes or No
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Upper Extremity Functional Assessment

The upper extremity functional assessment is designed to test the upper extremity following surgery or injury to determine the patient’s readiness to return to sport. The assessment addresses ROM, proprioception, strength, endurance, motor control and functional testing. Descriptions of each test with recommended standards is found in the back. The assessment should be utilized once patient has completed the appropriate rehab and has been cleared by physician. Patient Name:__________________________________________________ MRN:_________________________________ __________ Injury/Surgery:________________________________________________ Date of Injury/Surgery:_________________ _______________ Concomitant Injuries/Procedures:____________________________________________________________________________________ _____________ Operative Limb Non-operative limb Limb Symmetry Index Passive Range of Motion: ER- 0 - IR at 90° ABD - 0 - - 0 - - Joint Position Sense – Mid range (Avg 3 trials each limb) Joint Position Sense – end range (Avg. 3 trials each limb) External Rotation Strength (Avg of 3 trials) Handheld Dynamometer In scapular plane In 90° ABD Eccentric ER in scapular plane Internal Rotation strength (Avg/3 trials) Handheld dynamometer In scapular Plane In 90° ABD Ratio of ER/IR in scapular plane Ratio of ER/IR in 90° ABD Periscapular Strength (Avg/3 trials) Middle Trapezius Lower Trapezius Motor Control Scapular Dyskinesis Test Symmetry: Yes or No Functional Performance Tests (Avg/3 trials) Upper Quarter Y-Balance Closed Kinetic Chain Upper Extremity Stability Males: > 21 Yes or No Females > 23 Yes or No

Single arm seated shot-put test Shoulder Endurance Posterior shoulder endurance test Cleared for sport activities: Yes No Recommendations:


Examiner: _________________________________________________________________________________________ Joint Position Sense: Patient in supine. Arm ABD to 90 degrees with elbow flexed 90 degrees. Patient’s eyes closed, move the patient’s arm passively to an angle of either ER or IR, measure that angle. Then passively move the shoulder through ER and IR, then ask patient to actively reproduce the angle measured. Repeat at various angles for 3 trials and record for both mid-range and end range.

  • A > 5 degrees error is considered abnormal Strength Testing External rotation strength: Using a handheld dynamometer(HHD). Patient is supine and instructed to apply maximal isometric force against the HHD positioned just proximal to the wrist. Measured in both the scapular plane and in 90 degrees ABD. Average of 3 trials for each limb, in each position.
  • Limb Symmetry: Involved > 90% of uninvolved Internal rotation strength: Using an HHD. Patient is supine and instruct them to apply a maximal isometric force against the HHD positioned just proximal to the wrist. Measured in both scapular plane and in 90 degrees ABD. Average of 3 trials for each limb, in each position.
  • Limb Symmetry: Involved > 90% of uninvolved Eccentric external rotation strength: Measured with the HUMAC system. Patient is seated and it is measured in both scapular plane and 90 degrees ABD. Average of 3 trials for each limb, in each limb.
  • Limb Symmetry: Involved > 90% of uninvolved ER/IR Ratio: Calculated for each limb based on the average of 3 trials. The average external rotation isometric strength is divided by the average internal rotation isometric strength.
  • Limb Symmetry: involved arm > 90% of uninvolved arm Middle Trapezius: Measured with HHD. Patient in prone with arm ABD 90 degrees. Instruct patient to apply maximal isometric force against the HHD that is proximal to the elbow in the horizontal abduction direction. Average of 3 trials for each limb.
  • Limb Symmetry: Involved > 90% of uninvolved Lower Trapezius: Measured with HHD. Patient in prone with arm elevated to 120 degrees. Instruct patient to apply maximal isometric force applied against the HHD that is just proximal to the elbow in the elevation direction. Average of 3 trials for each limb.
  • Limb Symmetry: Involved > 90% of uninvolved

References: Ager LA, Roy JS, et al. Shoulder proprioception: how is it measured and is it reliable? A systematic review. Journal of hand therapy. 2017; 30: 221-231. Chmielewski TL, Martin C, Lentz TA, et al. Normalization Considerations for Using the Unilateral Seated Shot-Put Test in Rehabilitation. Journal of Orthopaedic & Sports Physical Therapy. 2014;44(7):518-524. doi:10.2519/jospt.2014. Davies GJ, Wilk KE, Irrgang J, Ellenbecker TS. The use of a Functional Testing Algorithm (FTA) to make qualitative and quantitative decisions to return athletes back to sports following shoulder injuries. Clinical Orthopedic Rehabilitation: A Team approach. 2018. Doi: 10.1016/b978- 0 - 323 - 39370 - 6.00037-8. De Oliveira VMA, Pitangui A, Nascimento V, et al. Test-retest reliability of the closed kinetic chain upper extremity stability test (CKCUEST) in adolescents. The International Journal of Sports Physical Therapy. 2017; 12(1): 125-132. Lee D-R, Kim LJ. Reliability and validity of the closed kinetic chain upper extremity stability test. Journal of Physical Therapy Science. 2015;27(4):1071-1073. doi:10.1589/jpts.27. McClure P, et al. A clinical method for identifying scapular dyskinesis, part 1: reliability. Journal of athletic training. 2009; 44(2): 160-164. Michener LA, Boardman ND, et al. Scapular muscle tests in subjects with shoulder pain and functional loss: reliability and construct validity. Physical therapy. 2005; 85(11): 1128-1138. Moore SD, Uhl TL, et al. Improvements in shoulder endurance following a baseball specific strengthening program in high school baseball players. Sports health. 2013; 5(3): 233-238. Pontillo M, Spinelli BA, Sennett B. Prediction of In-season shoulder injury from preseason testing in Division I collegiate football players. Sports Health. 2014;6(6): 497-503. Pontillo M, Sennett BJ, Bellm E. Use of an upper extremity functional testing algorithm to determine return to play readiness in collegiate football players: A case series. International Journal of Sports Physical Therapy. 2020;15(6):1141-1150. doi:10.26603/ijspt Roush JR, Kitamura J, Waits MC. Reference values for the closed kinetic chain upper extremity stability test (CKCUEST) for collegiate baseball players. North American Journal of Sports Physical Therapy. 2007; 2(3): 159–163. Schwiertz G, Bauer J, Muehlbauer T. Upper Quarter Y Balance test performance: Normative values for healthy youth aged 10 to 17 years. PLoS ONE. 2021;16(6): e0253144. https://doi.org/10.1371/journal.pone.0253144. Accessed on July 1, 2021. Tucci HT, Martins J, Sposito GC, et al. Closed kinetic chain upper extremity stability test (CKKUEST): a reliability study in persons with and without shoulder impingement syndrome. BMC Musculoskeletal disorders. 2014;15(1):1-9. http://www.biomedcentral.com/1471-2474/15/1. Accessed on July 1, 2021. Westrick RB, Miller JM, Carrow SD, Gerber JP. Exploration of the Y-balance test for assessment of the upper quarter closed kinetic chain performance. The International Journal of Sports Physical Therapy. 2012; 7(2): 139-147.

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